Markets in Financial Instruments Directive

Results: 2330



#Item
491Finance / European Union / Financial regulation / Markets in Financial Instruments Directive / London Stock Exchange / Alternative Trading Systems / Financial Services Authority / Financial Services and Markets Act / Financial markets / Financial economics / Financial system

Microsoft Word - 2007_42.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
492Law / Financial regulation / European Union / Markets in Financial Instruments Directive

Client Assets Chapter 7 Client money rules PAGE

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:45:02
493Financial regulation / Markets in Financial Instruments Directive / Economics / Outsourcing / International economics / Business / European Union

Senior Management Arrangements, Systems and Controls Chapter 8 Outsourcing PAGE

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:34:16
494European Union directives / Economics / European Union / Financial regulation / Markets in Financial Instruments Directive / Insider trading / Committee of European Securities Regulators / European Union transparency directive / Financial markets / Financial economics / Financial system

ESME Report Market abuse EU legal framework and its implementation by Member States: a first evaluation Brussels July 6th, 2007

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-13 06:58:02
495International trade / European Union / Financial regulation / Markets in Financial Instruments Directive / Trade / Federal Reserve System / Free trade / Business / Economics / Financial markets

ABBREVIATIONS AND ACRONYMS

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Source URL: www.usitc.gov

Language: English - Date: 2014-11-24 15:07:06
496Government / European Insurance and Occupational Pensions Authority / Financial markets / Europe / European Securities and Markets Authority / Markets in Financial Instruments Directive / International Financial Reporting Standards / Credit rating agency / Financial Supervisory Authority / European Union / Financial regulation / Esma

VAC 28 - SNEs - different profiles rev

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-02-26 00:01:37
497Markets in Financial Instruments Directive / Law / European Union directives / Financial regulation / European Union

Consultation Paper – Annex B Regulatory technical standards on MiFID II/MiFIR 19 December 2014 | ESMA[removed] Date: 19 December 2014

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-02-25 21:57:56
498European Union directives / Funds / European Union law / Undertakings for Collective Investment in Transferable Securities Directives / Collective investment scheme / Markets in Financial Instruments Directive / Financial economics / Investment / Financial services

Transitioning from UCITS IV to UCITS V Applying the lessons learnt from implementing the AIFMD GRANT THORNTON FINANCIAL SERVICES GROUP

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Source URL: www.grant-thornton.co.uk

Language: English - Date: 2014-10-09 05:11:07
499Economics / Financial services / European Union directives / Financial markets / Hedge fund / Undertakings for Collective Investment in Transferable Securities Directives / Markets in Financial Instruments Directive / Collective investment scheme / Shadow banking system / Financial economics / Finance / Investment

Regulation in Asset Management A route to competitive advantage Acquiring the right talent

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Source URL: www.grant-thornton.co.uk

Language: English - Date: 2014-10-09 05:08:59
500Institutional investors / Economics / Insurance / European Insurance and Occupational Pensions Authority / Markets in Financial Instruments Directive / Conflict of interest / Intermediary / Investment / Financial economics / Financial institutions

IRSG response-on-DP-14-IMD

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-29 07:24:55
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